As per Reg 5 of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003, what is the specific provision in the Act that governs the manner in which the "Investigating Authority" should report the investigation findings to the Board?
As per Reg 5- Where Board,the Chairman,the member or the Executive Director(hereinafter referred to as “appointing authority”) has reasonable ground to believe that— 9(a) the transactions in securities are being dealt within manner detrimental to the investors or the securities market in violation of these regulations;(b) anyintermediaryoranypersonassociatedwiththesecuritiesmarkethasviolatedany of the provisions of the Act or the rules or the regulations,it may,at anytime by order in writing,direct any 32[person] (hereinafter referred to as the “Investigating Authority”)specified in the order to investigate the affairs of such intermediary or persons associated with the securities market or any other person and to report the re on to the Board in the manner provided in section 11C of the Act
Which of the following Articles of the Constitution of India provides that the Governor appoints the Chief Minister and later, the Chief Minister recomm...
Which ministry launched the SMILE scheme for the welfare of transgenders and beggars?
The Index of Eight Core Industries (ICI), which measures production in 8 core industrial sectors of the country, increased by what % in February in the ...
World Robot Olympiad of 2016 was held in which country?
What is the primary purpose of ISO 9001, the globally recognized standardization?
Which of the following games is used to train the inner travelers?
Which of the following has recently been included in the UNESCO's World Network of Biosphere Reserve (WNBR)?
When was Kumaon Iron Works Company established in Uttarakhand Region?
International tiger day is observed on?
Which of the following is a cartilaginous fish?