Question
According to the Regulation 28 of Securities Contracts
(Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018, What are the three verticals into which every recognized stock exchange and recognized clearing corporation should segregate their functions?Solution
As per Reg 28-(1) Every recognised stock exchange and recognised clearing corporation shall identify its functions and segregate them into the following verticals:(a)Critical Operations(b)Regulatory, Compliance, Risk Management and Investor Grievances; and (c)Other functions including business development.
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