As per Reg 5H- (1) The Chief Executive Officer / Managing Director of an asset management company with the approval of the trustee or such other analogous person of an intermediary or fiduciary,shall put in place adequate and effective system of internal controls to ensure compliance with the requirements given in these regulations to prevent insider trading. These internal controls shall include the following:(a).All employees who have access to unpublished price sensitive information are identified as DesignatedPersons;(b).All the unpublished price sensitive information shall be identified and its confidentiality shall be maintained as per the requirements of these regulations;(c).Adequate restrictions shall be placed on communication or procurement of unpublished price sensitive information as required by these regulations;(d).Lists of all employees and other persons with whom unpublished price sensitive information is shared shall be maintained and confidentiality agreements shall be signed or notice shall be served to all such employees and persons;(e).Periodic process review to evaluate effectiveness of such internal controls;(f).Compliance of all other relevant requirements specified under these regulations.
Seven persons R, S, T, U, V, W and X, live in a seven-storey building, but not necessarily in the same order. S lives two floors above X. X lives on an ...
Which of the following combinations is true? [Person – No. of theory works – No. of Projects]
____ lives on first floor.
How many tests are scheduled between tests of Q and T?
Five articles, Pen, Pencil, Lamp, Sharpener and Book, are kept one above the other (not necessarily in the same order). The Pen is four places above the...
Who among the following live immediate below C?
Who among the following person is living on floor number three?
The difference between age of C and A is?
Who among the following persons is/ are living in Flat A?
I) A
II) B
III) H
IV) F
Who among the following lives at the topmost floor?
